Compliance Management System According to DIN ISO 37301: 2021 – Joseph Scherer – Book Review

The ISO 19600 standard was published about eight years ago, guidelines for the use of complianceManagement Systems (CMS) included. A Content Management System (CMS) helps to identify, understand and properly deal with the risks of irregular behavior. However, only ISO 19600 was designed as a recommended standard and therefore was not immediately certifiable. In recent years, ISO (International Organization for Standardization) has begun a process to develop ISO 19600 into an approved standard. ISO 37301: 2021 new and revisedcompliance Management Systems – Requirements with Guidance for Use “published on April 13, 2021, and thus entered into force.

a complianceManagement System (CMS) according to the internationally recognized standard DIN ISO 37301 is an important component of a sustainable corporate strategy and one of the building blocks for achieving a high level IT GConformity (environmental, social, governance), which is increasingly becoming one of the main criteria for investments. Thanks to the Common Harmonized Structure (HS), the CMS can be optimally integrated with quality and Risk Management assistant.

This reference book is intended to serve as a user guide for all managers and chiefs compliance The employee and other personnel responsible for legal security process organization Wears.

The structure is based on the standard and each class contains, among other things:

• Full Standard Text of DIN ISO 37301: 2021
• Practical explanations of the requirements of the standard
• Legal classification and digression into current case law
• Checklists and Tips from a Lead Auditor for Certification Preparation

It is therefore suitable as an introduction to the topic and for successful implementation, auditing and (re)certification.

Together with the original text of DIN ISO 37301, this book describes the various aspects of complianceManagement systems explained. Each section of the specification represents a chapter in the book, and the result is a textbook that is just as easy to read as it is to use. It contains answers to specific questions as well as a comprehensive overview of the topic.

The comments, appendices, and practical examples included help convey the contents of the standard correctly into your use cases. It allows for a deeper understanding of the connections and intents of the Standard Text.

The book contains a large number of current court decisions as well as excerpts from relevant legal texts, which allow for a better classification of normative and legal requirements in the real legal world. In addition to certification, this means that the legally binding obligation to work a complianceComplete management system.

Almost every region in the construction, insertion and operation of a complianceManagement system, the book contains useful practical advice. Roles and resources are displayed, control, monitoring and optimization options are shown, and a complete guide (to re)implement compliance– Setting up the management system. Outlook for perspectives complianceManagement Systems completes the book.

The book contains a keyword index to search for specific topics.

The book is organized as follows:

• Legal requirements for a compliance– Management system, legal nature and scope of DIN ISO 37301 (Standard Chapter 1, Scope)
• What and how many management systems, standards, tools and methods are there? compliance Do managers and employees need? (Standard Chapter 2, Normative References)
• “what does that mean?” Understandable terms as a basis for communication and effectiveness complianceManagement system (Standard Chapter 3 Conditions)
• Analysis, Scope and Components complianceManagement System (Chapter 4 Standard, Organization Context)
• Leadership (Standard Chapter 5, Leadership)
• Target case planning, implementation, implementation, control, monitoring, continuous improvement and adapting to changes (plan/do/verify/do) (Standard Chapter 6)
• Support (Chapter 7 Standard, Support)
• proces complianceManagement system (Standard Chapter 8, Process)
• Control and monitoring on the way to the goal (Standard Chapter 9)
• Continuous Improvement and Adaptation to Changes in the Organization, Environment and Non-Conformance (Standard 10 Chapter)
• Outlook “Who should know all this?!”

conclusion: For 128 euros you get the standard text of DIN ISO 37301: 2021 in the original format, including comments and instructions for implementation. For practitioners, digital checklists and forms in particular should provide added value. The set of relevant provisions in the relevant chapters also provide valuable support. All in all, Praktiker’s 240-page guide offers excellent ‘Instructions for Use’ for inserting a file compliance-Administrative system.